Manager, Investigations (Financial Crime Threat Mitigation – FTCM)

Location: Sydney
Job Type: Full time
Salary:
Reference: 0000ARX7
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If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.
 
Financial Crime Threat Mitigation (FCTM) focuses on the specific financial crime threats the firm faces now and in the future, pioneering the techniques and technology that protect our business, our customers, and the many communities in which we operate from the harms associated with financial crime.  FCTM harnesses intelligence, analytics, technology, investigation, information sharing, and public-private partnership to achieve this end, always seeking the most effective and efficient means. FCTM is also partnering with Financial Crime Compliance to build the case for a more efficient and effective regulatory approach by defining a potential new regulatory landscape based on practical, tested innovation and serving as a thought leader in the ongoing public debate on the future of regulatory compliance.

We are looking for an experienced Investigations Manager.

Your main responsibilities will include:
 
  • Operates within FCTM investigative programs related to fraud, anti-money laundering, countering the financing of terrorism, sanctions, anti-bribery and corruption.  Ensures the quality and consistency of the investigations and the adequacy of the resourcing across the investigative program.
  • Undertakes Investigations within a programmatic capability to conduct complex and major, proactive, intelligence-driven investigations, with a specific emphasis on potential or actual sanctions related concerns bringing together and drawing upon resources in other investigative functions where the nature of the investigation spans multiple geographies or financial crime types.          
  • Communicates information on the most significant and sensitive investigations and related mitigating actions to support and facilitate a strategic appraisal of the relevant risks. Able to develop strategic capability to mitigate future threats in response to these significant investigations.
  • Identifies and escalates the most significant and sensitive investigations to ensure appropriate prioritization, resourcing, and investigative strategy.  Communicates to all key stakeholders the ongoing status of such investigations and the related mitigating actions.
  • Operates within a systemic capability to refer investigative findings and recommendations to other parts of the firm for follow-on action to mitigate the identified financial crime risk, track the response, and ensure appropriate governance.
  • Personally provides the subject matter expertise necessary to inform the work of other parts of FCTM, including but not limited to innovations in analytics, identification of typologies, policies and procedures, the engagement strategy, training, and a potentially more effective and efficient regulatory landscape.
  • Supports the Country Head of FCTM and Regional Head of Investigations in communicating the most significant and sensitive investigations and related mitigating actions to senior management to support and facilitate a strategic appraisal of the relevant risks.
  • Interacts effectively with country law enforcement, security and regulatory agencies, and financial intelligence units, in furtherance of public-private partnership, information sharing, and training initiatives, as well as on specific investigations of significance. Fosters good relationships with all of the Group’s counterparts in law enforcement, security and regulatory agencies, and financial intelligence units, across the areas relevant to where HSBC Australia operates.
  • Fosters good relationships with all of the Group’s counterparts in law enforcement, security and regulatory agencies, and financial intelligence units, across the entire region where HSBC operates.
 

 

Qualifications
 
To be successful in this role you will require:
 
  • Experience working within an investigative or financial intelligence agency or a financial services firm.
  • Expert knowledge and experience in investigations is a prerequisite
  • A degree of experience in mitigating the harms associated with the threat of financial crime at an operational level
  • An understanding of the current regulatory environment and expectations, relevant regulations, codes, and HSBC Group Standards, as well as their underlying purpose to mitigate risk to the financial system and provide information useful for the public sector to provide law enforcement and security.
  • A degree of leadership experience and a strategic thinker.
  • Excellent communication and inter-personal skills, with experience of dealing with executives at all levels.
  • Ability to develop efficient and effective solutions to complex global issues.
 
 
You’ll achieve more when you join HSBC.
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Job Field

 : Risk Management

Primary Location

 : Asia Pacific-Australia-New South Wales-Sydney

Schedule

 : Full-time 

Shift

 : Day Job
Type of Vacancy : Country vacancy

Job Posting

 : 13-Apr-2018, 09:14:01 

Unposting Date

 : 27-Apr-2018, 22:59:00